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Protocol-based care in California?


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Hi all,

 

I was looking at the PA statutes for CA (I'm planning a move after graduating and Cali's on the short list), and noticed this --

 

[regarding supervision]

"PA and supervising physician must establish written guidelines for adequate supervision, which include one or more of the following: (1) same day examination of patient by physician; (2) countersignature and dating of all medical records within 30 days; (3) adoption of protocols to govern PA performance. Protocols must include symptoms, signs and other data needed to diagnose, appropriate tests to order, drugs to recommend, education of patient, etc. Protocols must be developed by physician or adopted from texts; signed and dated by supervising physician and PA. "

 

[regarding prescribing]
"Supervising physicians who delegate authority to issue a drug order must first adopt a written practice-specific formulary and protocols that specify criteria for the use of a particular drug or device and contraindications"
 
To me that sounds as though all care by PAs functions essentially within the limits of a cookbook written by your supervising physician (unless you go with supervisory option #1 or #2 which are both very onerous, and I can't imagine very common except maybe for new grads).
 
Simply put, this sounds awful. Can anybody practicing in the state comment on how this usually works? Are the "protocols" typically very general and liberal, or what?
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notice is says ONE or more of the following, not all. most docs just do #2, countersign charts. I practiced as a PA in CA as my first job out of school and we had no "treatment protocols" in place.

#2 is what is common in most practices in most states. that's what "supervision" entails and is the standard for pa practice. in many places that means a doc has a stamp that says "PA care reviewed" which they then initial by whether or not they actually read the whole chart.

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I remember it as 10% as well.. but I just looked up California Assembly Bill 3 which lowered the cosignature requirements at which it states:

 

 

"The supervising physician and surgeon shall review,

countersign, and date a sample consisting of, at a minimum, 5 percent

of the medical records of patients treated by the physician

assistant functioning under the protocols within 30 days of the date

of treatment by the physician assistant. The physician and surgeon

shall select for review those cases that by diagnosis, problem,

treatment, or procedure represent, in his or her judgment, the most

significant risk to the patient."

 

http://www.leginfo.ca.gov/pub/07-08/bill/asm/ab_0001-0050/ab_3_bill_20071010_chaptered.html

 

 

I think the CAPA website has more information when you purchase a membership.

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Yes, it sounds as if the 5% applies to protocol-based care (i.e. it's on top of, not instead of). Here's what seems to be current on the CA website:

 

"(e) A physician assistant and his or her supervising physician shall establish in writing guidelines for the adequate
supervision of the physician assistant which shall include one or more of the following mechanisms:
(1) Examination of the patient by a supervising physician the same day as care is given by the physician assistant;
(2) Countersignature and dating of all medical records written by the physician assistant within thirty (30) days that the
care was given by the physician assistant;
(3) The supervising physician may adopt protocols to govern the performance of a physician assistant for some or all
tasks. The minimum content for a protocol governing diagnosis and management as referred to in this section shall
include the presence or absence of symptoms, signs, and other data necessary to establish a diagnosis or
assessment, any appropriate tests or studies to order, drugs to recommend to the patient, and education to be given
the patient. For protocols governing procedures, the protocol shall state the information to be given the patient, the
nature of the consent to be obtained from the patient, the preparation and technique of the procedure, and the followup
care. Protocols shall be developed by the physician, adopted from, or referenced to, texts or other sources.
Protocols shall be signed and dated by the supervising physician and the physician assistant. The supervising
physician shall review, countersign, and date a minimum of 5% sample of medical records of patients treated by the
physician assistant functioning under these protocols within thirty (30) days. The physician shall select for review those
cases which by diagnosis, problem, treatment or procedure represent, in his or her judgment, the most significant risk
to the patient;
(4) Other mechanisms approved in advance by the board.
(f) The supervising physician has continuing responsibility to follow the progress of the patient and to make sure that
the physician assistant does not function autonomously. The supervising physician shall be responsible for all medical
services provided by a physician assistant under his or her supervision."
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  • 3 weeks later...
Simply put, this sounds awful. Can anybody practicing in the state comment on how this usually works? Are the "protocols" typically very general and liberal, or what?

 

 

 

It's not as bad as it reads. If you decide to use protocols ( remember there are other options) you can adopt/or reference current text or other sources as your protocols. Other states have the "P" word connected to PA practices. Medical organizations use the "P" word. If you look hard enough you will see that the definition of the "P" word varies. What some states call Protocols others are calling delegation of services. http://www.ksbha.org/forms/padrugprot.pdf

 

The protocols' minimal content is described in section 3502(c )(1). I have referenced medical texts as my protocols and had no problems. I have seen other practices with very specific protocols or they adopted practice protocols from other organizations.

 

Here's a few examples of how general or specific protocols can be;

https://www.thehealthplan.com/providers_us/clinicalguidelines.cfm

https://www.armedicalboard.org/Professionals/pdf/PAProExpER.pdf

http://providers.kaiserpermanente.org/oh/clinicalguidelines.html

http://www.tiopa.org/assets/PA_Protocol_1340803445_6762.pdf

https://play.google.com/books/reader?id=dgNyDHydaTAC&printsec=frontcover&output=reader&hl=en&pg=GBS.PT20

http://notebook.lausd.net/pls/ptl/docs/PAGE/CA_LAUSD/FLDR_ORGANIZATIONS/STUDENT_HEALTH_HUMAN_SERVICES/SHHS/MEDICAL/SMS_PUBLICATIONS/SMS_REF_MANUALS/STANDARDIZED%20PROCEDURES(FINAL).PDF

www.tnpa.com/protocol

http://www.pg2pa.org/Assets/Official_AAPA_pdfs/PAs%20and%20Protocols%20-%202010.pdf

 

You might want to pick up Michael Scarano, Jr's book California Physician Assistant's and Supervising Physician's Legal Handbook. Michael served as General Counsel for the California Academy of Physician Assistants for many years and his book is really good explaining the PA Practice Act and regulations. Good luck in your future PA endeavors. I hope this helps.

LESH

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Here is a sample delegation of services agreement:  http://www.capanet.org/uploadedFiles/Content/Resources/DSA2008.pdf

 

There are different guidelines for those of us who have taken the controlled substances class than for those who have not.  PAs who have not have to have preapproval for certain scheduled drugs, etc.  If you take the class, only your schedule 2 drugs need to be countersigned within 7 days.

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